All Systems Operational
AI Agent Governance

Governance Infrastructure

Comprehensive documentation and regulatory guidance for deploying autonomous financial agents

Rule Library

Pre-built rule templates for common AI agent governance scenarios

6
Rule Templates
3
Regional Packages
12+
Regulatory Mappings

Individual Rule Templates

Asset Exposure Limits

Risk Management

Beginner

Prevent over-concentration in any single asset

Example Use

Trigger alert if any single token exceeds 15% of portfolio value

Configuration
{
  "maxPercentage": 15,
  "scope": "per_asset",
  "action": "ALERT"
}
Regulatory Compliance
ASIC ERS 3.2MiCA Article 30
Common Use Cases
DeFi protocolsHedge fundsTreasury management

Drawdown Protection

Risk Management

Beginner

Halt trading when portfolio losses exceed threshold

Example Use

Stop all trading if portfolio drops more than 20% from peak in 24 hours

Configuration
{
  "maxDrawdownPercent": 20,
  "timeWindow": "24h",
  "action": "HALT_TRADING"
}
Regulatory Compliance
ASIC ERS 3.1SEC Best Execution
Common Use Cases
Automated tradingAlgorithmic strategiesRisk-managed funds

Transaction Frequency Limits

Operational Controls

Beginner

Limit trading velocity and gas consumption

Example Use

Limit to 100 transactions per hour and 1.5 ETH gas per day

Configuration
{
  "maxTransactionsPerHour": 100,
  "maxGasPerDay": 1.5,
  "action": "THROTTLE"
}
Regulatory Compliance
EU AI Act Article 12CFTC Reg AT
Common Use Cases
High-frequency tradingMarket makingArbitrage bots

Correlation Drift Detection

Portfolio Analytics

Intermediate

Alert when portfolio correlation deviates from target

Example Use

Alert if portfolio correlation with BTC exceeds 0.8 over 30 days

Configuration
{
  "maxCorrelation": 0.8,
  "referenceAsset": "BTC",
  "lookbackPeriod": "30d",
  "action": "ALERT"
}
Regulatory Compliance
SEC Reg BIMiCA Article 35
Common Use Cases
Diversified portfoliosMarket-neutral strategiesRisk parity

Recursive Loop Protection

Safety Controls

Advanced

Detect and halt infinite decision loops

Example Use

Stop agent if same action repeated more than 5 times in 1 hour

Configuration
{
  "maxRepeatedActions": 5,
  "timeWindow": "1h",
  "action": "HALT_AGENT"
}
Regulatory Compliance
EU AI Act Article 14ASIC ERS 4.1
Common Use Cases
Complex strategiesMulti-agent systemsAutonomous rebalancing

Unauthorized Token Protection

Compliance

Beginner

Prevent trading of non-whitelisted assets

Example Use

Block any transaction involving tokens not on whitelist

Configuration
{
  "whitelist": [
    "BTC",
    "ETH",
    "USDC",
    "USDT"
  ],
  "action": "BLOCK"
}
Regulatory Compliance
MiCA Article 35SEC Securities Law
Common Use Cases
Regulated fundsInstitutional treasuriesCompliance-first strategies

Regional Compliance Packages

Pre-configured rule sets that meet specific regulatory requirements by jurisdiction

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ASIC ERS Compliant Bot

Australia

Pre-configured rule set for Australian algorithmic trading compliance

Included Rules
Asset Exposure Limits
Drawdown Protection
Transaction Frequency
Recursive Loop Protection
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EU AI Act High-Risk System

European Union

Complete compliance package for high-risk AI systems under EU AI Act

Included Rules
Transaction Frequency
Recursive Loop Protection
Correlation Drift
Unauthorized Token
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SEC/CFTC Algorithmic Trading

United States

Rule set meeting SEC and CFTC requirements for automated trading

Included Rules
Drawdown Protection
Transaction Frequency
Asset Exposure Limits
Correlation Drift

Need Custom Rules?

Our team can help you design custom rule configurations for your specific use case and regulatory requirements